OR Playbook
Step 19 · Preop & Exam

Preop Assessment — H&P, ASA & NPO

The anesthesia history & physical, the ASA classification, and NPO rules.

9 min read

The TL;DR

  • The pre-op evaluation anticipates problems so you can avoid them — and produces an anesthetic plan (plus backups) before induction.
  • Hit the airway, OSA (STOP-BANG), heart, lungs, liver/kidney, endocrine/diabetes, social, meds, allergies (egg/soy → propofol), and family MH.
  • Most healthy patients for low-risk surgery need no labs — but every woman of childbearing age gets a pregnancy test.
  • ASA physical status I–VI, with an 'E' modifier for emergencies.
  • NPO: clear liquids 2 h, breast milk 4 h, light meal 6 h, heavy/fatty meal 8 h; trauma/pain = treat as full stomach.

01Why the pre-op matters

The pre-op period is the most under-appreciated part of the job for students — but it's where the case is won. The anesthesia team's job is to anticipate problems so you can avoid them (going around the hole instead of climbing out of it). A good evaluation makes sure the patient is physically and emotionally ready, and yields an anesthetic plan — plus backup plans — before induction. It's also when you build rapport and earn the patient's trust.

02The anesthesia history

Work through these, anesthesia-relevant by design:

  • Airway — any prior difficulty (the single best predictor); see [The Airway Exam](/playbook/airway-exam).
  • OSA — screen with STOP-BANG (additive): Snoring, Tired/daytime sleepiness, Observed apnea, Pressure (HTN), BMI > 35, Age > 50, Neck > 40 cm, Gender male.
  • Heart — CAD, prior CABG/stents, murmurs, HTN, exercise tolerance, aspirin/antiplatelets.
  • Lungs — COPD, asthma.
  • Liver / Kidney — including AKI, CKD, dialysis.
  • Endocrine / Diabetes — insulin vs oral, insulin pump; chronic steroid use.
  • Social — smoking, alcohol, recreational drugs.
  • Medications — what they take at home and why.
  • Allergies — drugs; foods (egg/soy → many propofol preparations); latex.
  • Surgical/anesthesia historyfamily history of malignant hyperthermia, personal PONV, prior problems.
  • NPO status — last solid and last liquid (what and when).

A good closing habit: "Any other health problems we haven't talked about?" — it occasionally catches something important.

Pearls
  • Egg or soy allergy matters because propofol is formulated in an egg-lecithin / soybean-oil emulsion.

03The physical exam & labs

Beyond the airway exam, focus on what changes your plan:

  • Heart — rate/rhythm, murmurs, do heart tones and pulse match?
  • Lungs — air movement, wheezes/rales.
  • Peripheral pulses — especially the radial arteries (for an A-line; place it in the non-dominant hand).
  • Veins — easy peripheral targets (upper extremities) for the IV.

Labs: most healthy patients for low-risk surgery need none — order based on the patient's health and the surgery. The one near-universal exception is the pregnancy test (urine, or hCG) for every woman of childbearing age. If positive, weigh urgency vs. risk and avoid midazolam/benzodiazepines and nitrous where possible.

04ASA physical status

Once the H&P is done, assign an ASA Physical Status:

ClassDescription
ASA INormal healthy patient
ASA IIMild systemic disease
ASA IIISevere systemic disease
ASA IVSevere systemic disease that is a constant threat to life
ASA VMoribund; not expected to survive without the operation
ASA VIBrain-dead; organs being removed for donation
+ EModifier for an emergency (non-elective) case

05NPO guidelines

NPO (nil per os) is the time from last intake to an expected empty stomach — because stomach contents can be aspirated into the lungs (pneumonia, or worse). Standard minimum fasting times:

IntakeFast
Clear liquids (incl. black coffee, pulp-free juice)2 h
Breast milk4 h
Light meal (toast, crackers, non-human milk)6 h
Heavy / fatty meal8 h
  • Patients with delayed gastric emptying need longer.
  • Trauma and pain slow gastric motility — treat those patients as a full stomach regardless of timing.
  • When there isn't time to wait, protect the airway with a rapid sequence induction ([RSI is covered in the Induction guide](/playbook/induction)).

Concepts adapted for AnesthesiaHub from “Anesthesia Made Easy” (Jeff Steiner, DO, MBA) and standard anesthesia references, re-expressed in this site's own words. Educational use only — always verify doses against primary sources and your institution's protocols.